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Invesco

Global asset management and investment solutions

Legal Counsel

Legal Counsel & Legal SupportConfirmed live in the last 24 hours
Full-time$160k - $175k /yr

About the Job

Requirements

  • A Juris Doctor (JD) and active bar membership are required.
  • At least 4–6 years of relevant legal experience, with a strong understanding of issues concerning registered and unregistered investment companies arising under securities laws, particularly the 1940 and 1933 Acts.
  • A strong background in regulatory disclosure, including experience with the specified SEC disclosure forms and direct engagement with SEC staff on disclosure, registration, and regulatory matters.
  • Demonstrated project management, interpersonal, analytical, writing, and communication skills; sound commercial judgment; and the ability to translate complex legal issues into practical guidance while working independently and collaboratively.

Responsibilities

  • Provide legal advice and hands-on oversight concerning fund disclosure materials, including registration statement materials, prospectuses and supplements, statements of additional information, private placement memoranda, fund proxy statements and related materials, and filings on SEC Forms N-1A, N-2, N-14 and Schedule 14A under the 1940 Act, 1933 Act and 1934 Act.
  • Support product line changes, fund mergers and reorganizations, shelf offerings, implementation of regulatory changes, engagement and advocacy on regulatory rule proposals, and current event-driven changes.
  • Prepare, supervise, and review materials for shareholder voting on special and routine matters and at shareholder meetings.
  • Oversee shareholder reports on SEC Form N-CSR and other public disclosure information filed on Forms N-CEN, N-PORT and N-PX.
  • Prepare and oversee fund board materials.
  • Work with internal legal colleagues and internal and external stakeholders, including independent fund auditors, fund counsel, and independent trustee counsel, to support regulatory implementation of fund product initiatives with practical advice that balances legal risk with commercial and strategic priorities.
  • Provide legal counsel to internal and external stakeholders on securities law-related matters and other legal and corporate projects supporting business initiatives.
  • Build effective working relationships across Legal, Compliance, Finance, Investments, and other business teams, while engaging with senior legal leadership, business executives, and other stakeholders.

Desired Qualifications

  • Experience in a major law firm, the SEC or another relevant regulatory agency, and/or in-house with an asset management firm, investment adviser, or other relevant financial services organization.

About the Company

Invesco

Global asset management and investment solutions

Invesco provides investment management services to retail and institutional clients worldwide. It manages a broad mix of assets, including mutual funds, exchange-traded funds (ETFs), and private equity, and earns revenue mainly from management fees on assets under management. The company serves clients in more than 150 countries, offering diverse investment opportunities across public and private markets. Its product line relies on market performance, meaning returns and assets under management rise and fall with financial conditions. Invesco differentiates itself through its global footprint and range of investment vehicles, aiming to grow assets under management by attracting clients and offering access to a wide set of investment options. The company’s goal is to deliver value for clients by managing assets responsibly and efficiently while expanding its global presence and assets under management over time.

Company size
501-1,000
Company stage
IPO
Headquarters
Henley-on-Thames, United Kingdom
Founded
1935

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