C

Carta

Fintech platform streamlining fundraising, equity, back-office

Junior Inbound Compliance Analyst - KYC

Financial Crime & AMLConfirmed live in the last 24 hours
Full-timeRemote

About the Job

Requirements

  • Have 1 to 2+ years of compliance experience and a working understanding of global Know Your Customer and Anti-Money Laundering frameworks that can be applied practically.
  • Be able to manage a high volume of concurrent requests accurately and meet tight deadlines.
  • Be comfortable communicating with clients, senior stakeholders, and counterparties, and know when to escalate issues or resolve them.
  • Have experience with complex legal entities; exposure to corporate banking, a legal service provider, or a fund compliance environment is beneficial, particularly familiarity with offshore jurisdictions such as Cayman or Luxembourg.
  • Assess situations, apply the appropriate framework, and move forward with minimal supervision.
  • Have a genuine interest in Anti-Money Laundering/Countering the Financing of Terrorism compliance and legal services.
  • Prior experience in a legal, compliance, or risk management environment is welcome but not required.

Responsibilities

  • Manage the intake, processing, and timely resolution of inbound Know Your Customer requests from clients and their counterparties.
  • Serve as the primary point of contact for Know Your Customer inquiries and provide clients with clear answers on global Know Your Customer requirements.
  • Review and validate Know Your Customer documentation for completeness, accuracy, and compliance with Anti-Money Laundering, Know Your Customer, and applicable international frameworks, and determine when documentation does not meet requirements.
  • Maintain accurate, up-to-date records of Know Your Customer requests and documentation in Carta's systems to provide a reliable audit trail.
  • Monitor global Know Your Customer and Anti-Money Laundering regulatory changes and apply updated requirements to daily work.

Desired Qualifications

  • Experience using artificial intelligence tools or technology-driven workflows in practical settings.
  • Prior experience in financial or legal services, such as at a law firm, legal services provider, fund administrator, or the compliance or legal department of a financial institution or asset manager.
  • Familiarity with reviewing or preparing Know Your Customer documentation packs, Anti-Money Laundering comfort letters, or Ultimate Beneficial Owner declarations.
  • Familiarity with private markets structures, including fund formations, General Partner/Limited Partner relationships, and offshore holding structures such as Luxembourg.
  • Exposure to European Union frameworks, including CSSF and Anti-Money Laundering Directive requirements, United Kingdom Financial Conduct Authority frameworks, or United States Financial Crimes Enforcement Network frameworks.
  • A degree in law, compliance, finance, or a related subject area, or a diploma in paralegal studies; professional certifications such as an ICA Certificate in Anti-Money Laundering or ACAMS are a plus but not required.

About the Company

Carta

Fintech platform streamlining fundraising, equity, back-office

Carta provides a fintech platform that helps startups, venture capitalists, and private equity firms manage fundraising, equity, and related back-office tasks. It automates processes such as compensation planning with real-time market data and machine learning, and also supports equity sales, audits, tax matters, valuations, and fund formations within a single system. The platform differentiates itself by offering an integrated suite that combines fundraising workflow, equity management, portfolio insights, and market data in one place. The goal is to make fundraising faster, easier, and more cost-effective while helping organizations manage their equity and portfolios more efficiently.

Company size
1,001-5,000
Company stage
Series G
Total funding
$1.1B
Headquarters
San Francisco, CA
Founded
2012

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