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Mizuho Securities USA

Global banking, equities, and fixed-income platform

Risk & Compliance Data Steward

Full-TimeUpdated on 10/23/2026
$200k - $250k+ Discretionary bonus
Expert
New York, NY, USA
HybridHybrid; office attendance requirements vary by role and department.
Data & AnalyticsData Management

About the job

Requirements
  • Fluency in data governance, data quality, and metadata management principles.
  • Strong analytical and problem-solving skills, including the ability to translate business needs into data solutions.
  • Experience with regulatory and compliance requirements and risk management in the financial industry.
  • Ability to lead cross-functional initiatives and manage competing priorities.
  • Ability to influence senior stakeholders and drive change programs.
  • Seven or more years of experience in a management role at the Director or Executive Director level.
  • Three or more years of experience with data quality and data management.
Responsibilities
  • Translate enterprise workforce strategies into actionable data management plans for the Risk & Compliance Data Domain.
  • Lead new data initiatives by defining business cases, gathering requirements, and prioritizing projects across the domain.
  • Establish and maintain processes aligned with Enterprise Data Policy and Standards.
  • Oversee access and provisioning of Risk & Compliance data, including defining access controls, supporting data users, and ensuring compliance with Data Service Agreements and regulatory standards.
  • Ensure that Risk & Compliance data is governed in accordance with enterprise policies and controls.
  • Act as a change agent within the domain and influence changes toward a data-driven culture.
  • Manage the definition of golden sources and systems of record for data in scope, including data critical to risk aggregation, regulatory reporting, and control processes.
  • Support stakeholders in defining, validating, and maintaining business definitions for data elements.
  • Be accountable for data lineage and technical metadata for data elements within the domain.
  • Identify the need for changes in domain metadata, including impacts to regulatory, compliance, or risk reporting data elements.
  • Support stakeholders in developing and managing data quality controls for data within the domain to satisfy consumer requirements.
  • Oversee remediation of data quality issues by prioritizing issues, reviewing and challenging remediation plans, and focusing on issues affecting regulatory accuracy, compliance oversight, or risk decisions.
  • Lead and coordinate data professionals supporting the Risk and Compliance domains, including direct management of Data Quality Analysts and oversight of sub-domain stewards.
  • Establish, develop, and oversee a network of Sub-Domain Data Stewards across the Risk and Compliance organizations, ensuring appropriate domain coverage, clear accountability, and effective execution of data stewardship responsibilities.
  • Partner with the Data Management Office and business leaders to formalize the Sub-Domain Data Steward model and strengthen ownership and focus for critical data assets.
Desired Qualifications
  • Demonstrated experience supporting both Risk and Compliance functions.
  • Experience with data design, data audit, data governance, and information technology.
  • Experience in Compliance, Risk Management, Regulatory Reporting, or related domains.

About the company

Mizuho Securities USA is part of Mizuho Financial Group, a global financial services firm that blends Eastern and Western banking and market practices to serve corporations, private equity firms, and institutional investors. It operates a full-service platform spanning banking, equities, and fixed income, offering strategic and financing solutions along with risk management. The company earns revenue from interest on loans, advisory and financing fees, and trading income across its global equities and fixed income desks. Its approach combines cross-border know-how with local market expertise to tailor solutions for clients. Unlike peers, it emphasizes a long-standing CSR and diversity program, integrating ethical practices and social initiatives into its operations. The goal is to help clients shape their futures and reach their long-term objectives by providing comprehensive financial services and responsible leadership across global markets.

Company Size

10,001+

Company Stage

IPO

Headquarters

Tokyo, Japan

Founded

2000

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Simplify's Take

What believers are saying

  • CCI approved Mizuho Securities' Avendus acquisition on September 28, 2026.
  • Avendus gives Mizuho India dealmaking infrastructure, not just startup funding, accelerating cross-border mandates.
  • Mizuho retained Outstanding CRA ratings on August 10, 2026, supporting U.S. franchise credibility.

What critics are saying

  • Mizuho Securities USA faces securities litigation exposure from Navan and Fermi IPO underwriter claims.
  • Avendus integration risks collide with regulatory approvals, leadership retention, and deal-closing complexity through 2026.
  • A failed U.S. capital or compliance shock would weaken Mizuho Americas' broker-dealer franchise.

What makes Mizuho Securities USA unique

  • Mizuho pairs Japan capital with U.S. coverage, plus Greenhill and Avendus advisory access.
  • Jerry Rizzieri says Mizuho Americas spans advisory, capital markets, banking, fixed income, equities.
  • Coalition Greenwich named Mizuho Best Bank for U.S. corporate banking in 2026.

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Benefits

  • Health Insurance
  • Dental Insurance
  • Hybrid Work Options
  • 401(k) Retirement Plan

Company News

Yahoo Finance
Oct 23rd, 2026
Mizuho says buy Lam Research dip after 11.8% drop, trims target to $360

Mizuho reiterated its Outperform rating on Lam Research and urged investors to buy the stock after a pullback that followed quarterly results. It trimmed its price target to $360 from $365. Lam reported September-quarter revenue of $8.22 billion and earnings per share of $2.20, in line with consensus. It guided December-quarter revenue to $8.6 billion, slightly above consensus. Shares fell about 11.8% on Thursday. Analyst Vijay Rakesh pointed to new greenfield fabs and growth in NAND and high-bandwidth memory as upside drivers. Lam expects wafer fab equipment spending to grow more than 29% in 2027 to over $200 billion. Mizuho estimates Lam's revenue will grow 37% next year, ahead of the 30% consensus.

The Business Times
Oct 22nd, 2026
Carro secures $337.5M car loan-backed financing facility in Singapore's first such deal

Singapore-based online car marketplace Carro has set up a S$450 million financing facility backed by car loans. It said this is the first asset-backed securitisation of its kind in the country. The facility uses loans owed to its wholly owned subsidiary, Genie Financial Services, as backing. Carro said it will diversify its long-term funding and support regional expansion. Mizuho arranged the deal, while HSBC and JPMorgan Chase also took part. The three banks acted as loan providers and bond subscribers. Carro said Singapore's Certificate of Entitlement system gives the vehicles securing the loans an underlying value, which helps reduce risk for lenders. Founded in 2015, Carro operates in eight Asia-Pacific markets. It transacted more than 120,000 new and used vehicles in FY2026.

PR TIMES
Oct 21st, 2026
Ugo raises $6.9M in debt financing from Mizuho, Yokohama Bank and JFC for physical AI robots

Tokyo-based robotics company ugo has raised ¥1 billion in debt financing from Mizuho Bank, Yokohama Bank, and Japan Finance Corporation. Correction: the amount is JPY 1 billion, bringing total funding to about JPY 5 billion. The startup will spend the money on AI models, mass production of its semi-humanoid robot "ugo Nova," and physical AI services. It also plans to expand the work its robots can do and the sites where they are used. ugo's robots mainly handle security and equipment inspection. Its "ugo mini" robot passed 100 cumulative shipments in March 2026, and "ugo Nova" was announced in September. The company also plans to build a platform for collecting field data and to deepen ties with partners, aiming at manufacturing and other industries.

Arab News Japan
Oct 20th, 2026
Daiwa, Mizuho clear final hurdles to launch China securities units, Bloomberg says.

Daiwa, Mizuho clear final hurdles to launch China securities units, Bloomberg says. Short Url: 20 Oct 2026 17:36:53 GMT9 HONG KONG: Japanese banks Mizuho Financial Group and Daiwa Securities are poised to launch fully independent securities operations in China after clearing crucial regulatory hurdles, according to a Bloomberg report. The move highlights expansion efforts by Japanese financial companies in China, setting them apart from several Western competitors grappling with prolonged waits for such permits. Both institutions were recently notified that they had successfully passed final reviews for such operations on the mainland, the report said, citing a source familiar with the matter. Mizuho and Daiwa did not immediately respond to requests for comment. China's financial regulators did not immediately respond to a Reuters request for comment. The move caps long-running efforts by both institutions to build up their onshore presence. In September last year Mizuho won the securities licence in China needed to secure a green light from regulators for operations in the domestic market. It officially applied to set up its unit in November 2023. Daiwa, which has been consolidating operational control, agreed this year to buy out local joint venture partners in a $100 million deal to pave the way for a wholly owned structure. While Japanese institutions secure their green lights, major US banking peers are navigating uncertainty while waiting for Beijing's final go-ahead. Citigroup has been waiting for clearance since it applied late in 2021 for a wholly-owned mainland brokerage license, while market maker Citadel Securities, with an application pending since early 2025, also awaits the nod.

Renew Economy
Oct 20th, 2026
Owner of Australia's most powerful big battery lands $1.75 bn loan facility to underpin next wave of projects

Owner and operator of Australia's most powerful battery gears up for next phase of BESS development backed by a consortium of 11 banks and a new $A1.75 billion financing facility.