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Bloomberg

Global financial data, news, analytics provider

Financial Regulatory Counsel

Legal Counsel & Legal SupportConfirmed live in the last 24 hours
Full-timeNew York, NY, USAIn-person

About the Job

Requirements

  • A minimum of 7 years at a top-tier international law firm and/or in-house legal department of a multinational company, focused on financial regulatory matters.
  • Understanding of the Commodity Exchange Act and Commodity Futures Trading Commission regulations, particularly related to swap execution facilities and introducing brokers.
  • Experience interpreting Commodity Futures Trading Commission rules, orders, guidance, no-action letters, and other regulatory developments and assessing their application to an electronic trading venue.
  • Knowledge of regulatory issues relevant to Securities and Exchange Commission-registered broker-dealers and regulated trading infrastructure, such as alternative trading systems and swap execution facilities.
  • Strong communication, presentation, and negotiation skills.
  • Ability to thrive in an open-office environment and in a diverse, fast-paced team environment.

Responsibilities

  • Provide advice and help ensure regulated businesses comply with their regulatory and commercial obligations.
  • Provide legal support and advice to internal stakeholders, including business, operations, compliance, risk, sales, and marketing.
  • Help draft and negotiate agreements and regulatory responses.
  • Analyze, help implement, or advocate for changes to United States, United Kingdom, European Union, and international securities and derivatives laws and financial regulation affecting Bloomberg's businesses.
  • Develop knowledge of global securities and derivatives regulation and related practice areas to support the legal team's portfolio of regulatory issues affecting electronic trading, technology, and information services providers.
  • Collaborate with colleagues to deliver legal advice and execution to Bloomberg.

Desired Qualifications

  • Experience with public and private securities offerings and/or regulated businesses in the financial services sector.
  • A secondment supporting an in-house financial regulation team.

About the Company

Bloomberg

Global financial data, news, analytics provider

Bloomberg provides financial data, news, and analysis to help professionals make informed decisions and operate more transparently and efficiently. Its products deliver trusted information and insights through technology platforms that connect global financial communities, enable collaboration, and support decision-making. The company differentiates itself by offering broad, reliable data and news across markets, strong customer focus, and a culture that emphasizes collaboration, broad perspective, and doing the right thing for clients, people, and communities. Bloomberg’s goal is to improve market transparency and efficiency by delivering accurate information and tools that empower customers to act confidently and ethically.

Company size
10,001+
Company stage
Not listed
Total funding
Not listed
Headquarters
New York City, New York
Founded
1981

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