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Nova Wealth

Hybrid technology-enabled financial planning and advisory

Head of Compliance - Financial Advice

Full-TimeUpdated on 10/23/2026
No salary listed
Expert
London, UK
HybridHybrid; typically 2–3 days per week in the London office.
Risk & ComplianceRegulatory Compliance & Ethics

About the job

Requirements
  • A proven ability to design and run a risk and controls framework in a regulated financial services business, and to make sound, defensible judgement calls.
  • A track record in a compliance and/or risk leadership role at a UK Financial Conduct Authority-regulated firm; experience at a scaling firm is ideal. Experience holding, or readiness to hold, a Senior Management Function is important.
  • Strong working knowledge of the Financial Conduct Authority Handbook, particularly COBS, Consumer Duty, the Senior Managers and Certification Regime, and financial crime/anti-money laundering.
  • Comfort with hands-on work, multiple responsibilities, and building from scratch in a fast-moving environment.
Responsibilities
  • Own the firm's compliance, risk and financial crime framework, and evolve it as the business scales.
  • Partner commercially with the management team to support safe growth and find pragmatic, risk-based routes to bring new propositions and journeys to market.
  • Embed Consumer Duty and a good-outcomes mindset across advice, product and operations.
  • Maintain the firm's relationship with the Financial Conduct Authority and keep the business ahead of regulatory change through horizon scanning.
  • Oversee the advice quality and monitoring framework, supported by two Compliance Managers and outsourced compliance specialists.
  • Advise the board on risk appetite, controls and emerging risks, using clear, commercially grounded judgement.
  • Build and lead the compliance function, including its people, processes and tooling, as the firm grows; foster a culture of excellence and continuous improvement across the business.
Desired Qualifications
  • Experience in or close to regulated financial advice; having worked in financial advice, qualified as an adviser, or designed advice propositions.

About the company

NOVA Wealth provides tailored wealth management and financial planning for clients with complex needs by combining technology-enabled services with one-on-one advisers, plus offering financial coaching through employers. Clients work with a matched adviser online, by phone, or in person to create personalized plans centered on retirement, family needs, and investment growth, with ongoing advisory fees of 0.75% of assets (plus minimums) and additional platform/fund fees of about 0.10–0.15%. It sets itself apart by offering bespoke planning rather than in-house funds, using a hybrid model, and by holding a B Corp certification for social and environmental performance. Its goal is to make high-quality financial advice more accessible and tailored, helping clients achieve long-term goals through thoughtful, sustainable investing.

Company Size

51-200

Company Stage

Growth Equity (Non-Venture Capital)

Total Funding

$790K

Headquarters

London, United Kingdom

Founded

2018

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Simplify Jobs

Simplify's Take

What believers are saying

  • NOVA posted fresh August 2026 retirement and tax content, sustaining inbound lead generation.
  • September 2026 careers page advertises compliance, advice, and operations hires, signaling expansion.
  • The April 2025 B Corp certification strengthens employer sales and under-represented talent recruiting.

What critics are saying

  • NOVA's 0.95% fee undercuts nobody; fee compression pressure arrives from Vanguard and SJP.
  • Company House lists small-company accounts, signaling limited scale and fragile operating leverage.
  • Compliance and suitability failures in workplace advice can trigger FCA scrutiny and reputational damage.

What makes Nova Wealth unique

  • Hybrid adviser access plus digital onboarding targets busy UK professionals.
  • Employer financial wellbeing programs widen distribution beyond direct-to-consumer wealth clients.
  • B Corp status and climate-conscious investing support brand trust with mission-driven talent.

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Benefits

  • Health Insurance
  • Disability Insurance
  • Life Insurance
  • Wellness Program
  • Mental Health Support
  • Professional Development Budget
  • Commuter Benefits
  • Flexible Work Hours
  • Hybrid Work Options
  • Company Equity

Company News

Companies House
Aug 10th, 2026
NOVA WEALTH LTD filing history - Find and update company information - GOV.UK

NOVA WEALTH LTD - Free company information from Companies House including registered office address, filing history, accounts, annual return, officers, charges, business activity