At Ameriprise Financial, we’re not just in the business of helping clients with their financial goals – we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you’re motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

This position is with an Ameriprise Financial Franchise owner.

Job Description

Why This Role Matters
Our clients trust us with their financial lives and futures. That trust is built through the quality of our financial planning, service, follow-through, and attention to detail they experience every day.

This role is for an experienced financial-services professional who takes pride in getting the details right, solving problems before they affect the client, and owning work from start to finish. You will play an important role in financial planning, client service, account implementation, and meeting preparation while developing toward greater advisory responsibility over time.
If you enjoy combining technical financial-planning work with client service, problem solving, and a high level of personal responsibility, this may be an excellent next step in your career.

About Zoetic Wealth Management
We are a fast-paced team of four, and every person has a meaningful impact. In a small practice, your work is visible, your contributions matter, and you can see the direct effect your efforts have on the client experience.
We operate according to a simple belief: we aim to be trusted. We earn that trust through accuracy, ownership, responsiveness, reliability, teamwork, and personal excellence.

What You Will Do

· Support the financial-planning process and help prepare comprehensive client meeting agendas across the core areas of financial planning.

· Maintain accurate client account records and complete service requests, account changes, paperwork, and documentation.

· Assist with trading, account implementation, and other planning-related activities within the responsibilities of the role.

· Monitor operational and service issues, coordinate with the home office when needed, and follow issues through to resolution.

· Help ensure planning, service, and compliance requirements are completed accurately and on time.

· Anticipate potential problems and take appropriate action before they affect the client experience.

· Communicate professionally with clients and team members and contribute to a consistent, high-quality client experience.

· Manage multiple priorities without sacrificing accuracy, organization, or follow-through.

Who Will Thrive in This Role

· You notice details others may miss and take pride in accurate, complete work.

· You take ownership rather than waiting to be told what to do next.

· You connect the task in front of you to the broader impact on the client and the team.

· You are resourceful and persistent when the answer is not immediately obvious.

· You think critically, solve problems, and are willing to ask good questions.

· You can balance competing priorities while staying organized and dependable.

· You enjoy working on a small, collaborative team where everyone contributes.

· You are willing to step up when needed, recognizing that client needs, deadlines, and team commitments may require work outside regular office hours.

Required Qualifications

· Bachelor’s degree in finance, financial planning, business, or a related field.

· 3+ years of similar experience in financial planning, wealth management, or a closely related financial-services environment.

· Active Series 7 and Series 66 registrations and State Life, Accident and Health insurance licenses.

· Demonstrated experience supporting financial planning, client service, account implementation, or related wealth-management activities.

· CFP® certification or a genuine commitment to pursue the CFP® designation, including enrollment and testing within three years.

· Experience working with financial-planning, CRM, document-management, investment-research, and Microsoft Office systems.

· Ability and willingness to work in our Brookfield office on a full-time basis.

Preferred Qualifications

· Experience with MoneyGuidePro, Morningstar Advisor Workstation, Box, Thomson ONE, or comparable systems.

· Experience working in an Ameriprise or similar wealth-management practice.

Career Path

This position is designed to develop toward an Associate Financial Advisor role. Initially, the position will focus heavily on financial-planning support, client service, operations, meeting preparation, and implementation. As you demonstrate capability, practice requirements, and have attained the CFP®, the intention is to expand your responsibilities to include providing advice to existing clients.

Compensation and Benefits

· $75,000-$90,000 base salary, depending on experience, licensing, CFP® status, and ability to assume financial-planning responsibilities.

· Opportunity for discretionary annual profit sharing.

· Health, dental, and vision benefits.

· 401(k).

· Open PTO policy, subject to advance approval.

Schedule and Work Environment

Practice hours are generally Monday-Friday, 8:00 a.m.-5:00 p.m. This is an in-office position in Brookfield, Wisconsin. Work outside normal office hours may be needed based on caseload, client events, or important deadlines.

Full-Time/Part-Time

Full time

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

About the company

Ameriprise Financial provides financial planning and advisory services through its network of financial advisors. Its offerings include retirement planning, investment advice, and strategies to manage risk and cash flow, with emphasis on helping clients improve retirement readiness and make informed financial decisions. The company combines financial planning concepts with investment advisory services through Ameriprise Financial Services, Inc., and leverages a nationwide advisor network, independent planning insights, and FINRA/SIPC-registered compliance. Differences from competitors come from a personalized, advice-driven approach tied to retirement goals and a broad suite of planning resources, not just product sales, supported by educational content and planning tools. The goal is to help clients plan for their dreams today and tomorrow by delivering tailored guidance, planning strategies, and ongoing financial support through trusted financial advisors.

Company Size

10,001+

Company Stage

IPO

Headquarters

Minneapolis, Minnesota

Founded

1894

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Simplify's Take

What believers are saying

Q2 2026 revenue hit $4.9 billion, topping estimates despite margin pressure.
Huntington Bank brings 260 advisors and $28 billion assets later in 2026.
Q2 2026, it added 79 experienced advisors and raised repurchases $5.5 billion.

What critics are saying

April 2, 2026 FINRA fined Ameriprise $450,000 and restitution over annuity supervision.
September 24, 2026, Edward Jones won $4.7 million over Ameriprise advisor poaching.
The Virtual Advice Unit pressures smaller-client exits, risking retention and referrals by 2027.

What makes Ameriprise Financial unique

Ameriprise unifies 10,000-plus advisors across employee and independent channels under Bill Williams.
July 27, 2026, it announced $1 billion annual technology and AI spend.
Ameriprise combines planning, insurance, and asset management inside one advisor-led platform.

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Benefits

Remote Work Options
Hybrid Work Options

Company News

Yahoo Finance

Oct 31st, 2026

Ameriprise shares slip 1.4% despite Q3 net income up 23.5% to $1.13B

Ameriprise Financial's shares fell about 1.4% after it reported third-quarter 2026 results, extending a roughly 10% slide over three months. Adjusted operating earnings per share were about $12.47. Revenue rose about 6.1% to $5,191 million from $4,893 million a year earlier. Net income climbed about 23.5% to $1,126 million, and net profit margin improved to 20.7% from 19.6%. Assets under management grew about 9.2% to $1,446.3 billion. In Advice & Wealth Management, net revenues rose 13% and pretax operating earnings reached $989 million, with a margin near 29%. Adviser departures remain a risk. One advisory team with about $8.1 billion in client assets has left, though the firm added 79 experienced advisers and completed the Huntington transition.

Indian Conventions

Oct 24th, 2026

Dishant Tandon Appointed Vice President at BNY, bringing experience in investment operations.

Dishant Tandon Appointed Vice President at BNY, bringing experience in investment operations. The short version. Dishant Tandon has been appointed Vice President at BNY, marking the next step in his career across financial services and investment operations. Listen Dishant Tandon Appointed Vice President at BNY Dishant Tandon has been appointed Vice President at BNY, marking the next step in his career across financial services and investment operations. His professional experience spans corporate actions, securities processing, reconciliation, and financial operations. Experience at BlackRock. Before joining BNY, Tandon served as Associate - Corporate Actions at BlackRock. His responsibilities included managing corporate action events, dividend processing, reconciliations, and operational controls across global markets. This role contributed to his experience in handling financial operations and supporting processes involving securities and corporate actions. Earlier roles in financial operations. Prior to BlackRock, Tandon worked as Senior Analyst - Corporate Actions at Ameriprise Financial Services, LLC. His earlier responsibilities also included cash analysis and reconciliation, adding to his experience in financial operations. He also spent more than two years at SS&C GlobeOp, where he supported fund accounting and reconciliation services for investment management clients. A new role at BNY. Tandon's appointment as Vice President at BNY marks another stage in a career built across financial services and investment operations. His experience includes corporate action processing, cash and position reconciliation, securities processing, and fund accounting support. His background across BlackRock, Ameriprise Financial Services, and SS&C GlobeOp provides the professional context for his move to BNY, with experience spanning operational processes that support investment management and financial services. 59 eyeballs Work with Indian Conventions Opportunities. Indian Conventions is built on participation rather than broadcast. Put your organisation forward, take the floor at a conference, or place your brand alongside work worth reading.

Vermont Business Magazine

Oct 23rd, 2026

WellBridge Wealth celebrates Ameriprise Financial being recognized by TIME.

WellBridge Wealth celebrates Ameriprise Financial being recognized by TIME. Submitted by tim on Fri, 10/23/2026 - 04:07 Vermont Business Magazine As a private wealth advisory practice of Ameriprise Financial, Inc. (NYSE: AMP), WellBridge Wealth is proud to be part of a firm that was recently named the highest-ranked diversified financial services company on TIME's list of "America's Most Iconic Companies" for 2026. This distinction highlights the firm's enduring legacy, industry leadership, and positive impact on clients, advisors, employees and communities nationwide. "Ameriprise strengthens our ability to deliver meaningful and comprehensive financial guidance to our clients," said Seth Blanchard, Ameriprise Private Wealth Advisor. "The firm's longstanding commitment to innovation and client-first philosophy closely aligns with our own values. We are proud to be part of a firm recognized for its trusted leadership and enduring impact across the industry." The TIME "America's Most Iconic Companies" ranking, developed in partnership with Statista, is based on an independent survey of over 10,000 U.S. residents and more than 100,000 evaluations conducted between July and August 2025. To qualify, companies must be U.S.-founded, headquartered domestically, for-profit, and in operation for at least 10 years, with above-average survey scores. Respondents evaluated companies on their reputation, influence and long-term contributions to American business and culture. The final list highlights 250 organizations that have demonstrated exceptional staying power, innovation, and positive impact over generations. As a private wealth advisory practice, WellBridge Wealth provides financial advice that is anchored in a solid understanding of client needs and expectations and delivered through one-on-one relationships with clients. Their team supports clients across the country providing personalized guidance aligned with their long-term financial goals. For more information, visit their website WellBridge Wealth - Colchester, VT: Ameriprise. About Ameriprise Financial At Ameriprise Financial, Vermont, Inc has been helping people feel confident about their financial future for more than 130 years1. With extensive investment advice, global asset management capabilities and insurance solutions, and a nationwide network of more than 10,000 financial advisors, Vermont, Inc has the strength and expertise to serve the full range of individual and institutional investors' financial needs. Company founded June 29, 1894 TIME magazine partnered with Statista to recognize America's Most Iconic Companies, chosen based on an independent survey of roughly 10,000 participants. Ameriprise Financial, Inc. was the highest ranked diversified financial services firm in the ranking and its overall ranking was #48 out of 250 companies across all industry sectors. Eligible companies (founded and headquartered in the United States, with a market presence of at least 10 years.) were evaluated from July to August 2025, across several key categories: Recognition and familiarity, cultural significance and impact, emotional connection, resilience, Americanness, presence and legacy. Ameriprise did not pay a fee to be evaluated, but did pay a fee to publicly cite the results. Find more information at https://time.com/7339929/americas-most-iconic-companies/. Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value. Securities offered by Ameriprise Financial Services, LLC. Member FINRA and SIPC. COLCHESTER, VT - October 2026 - Ameriprise Financial Services, LLC To support vital journalism, access its archives and get unique features like its award-winning profiles, Book of Lists & Business-to-Business Directory, subscribe HERE! Vermont Business Magazine

The Washington Daily News

Oct 22nd, 2026

Savage, Wetherington join Ameriprise Financial.

Savage, Wetherington join Ameriprise Financial. Logan Savage and Jake Wetherington join Ameriprise Financial Services through Plan4it Advisors in Wilson and Washington. Ameriprise Financial Jake Wetherington and Logan Savage have joined Ameriprise Financial Services, LLC as a financial advisors.Ameriprise Financial Logan Savage and Jake Wetherington have joined Ameriprise Financial Services, LLC as a financial advisors. They are joining Plan4it Advisors, a private wealth advisory practice of Ameriprise Financial Services in Wilson and Washington. Their practice also includes advisors Michael Wetherington and Brenda Heath and support staff Tommie Dildy and Laura Wetherington. "We are thrilled to join Ameriprise," Savage said. "The company has built a great reputation for financial planning that matches our core focus. We're excited for the opportunity to provide an even better experience for our clients." "We are deeply committed to serving the full range of our clients' financial needs and providing excellent customer service, Wetherington said. "As our practice continues to grow, we will be able to help more Wilson and Washington residents reach their financial goals."

Wealth Management

Oct 19th, 2026

Citizens sues Ameriprise, accusing ex-advisor of breaking employment contracts.

Citizens sues Ameriprise, accusing ex-advisor of breaking employment contracts. Citizens Securities is seeking a restraining order against Ameriprise and Darrell Smith in federal court in Massachusetts, alleging that Smith solicited former clients shortly after changing firms. October 19, 2026 Want a quick summary? Citizens Bank has filed a lawsuit against Ameriprise Financial, alleging that the firm recruited a former advisor who subsequently violated his employment contract by misappropriating trade secrets and aggressively soliciting the bank's clients. Citizen Securities (a broker/dealer wholly-owned subsidiary of Citizens Bank) filed the suit against Ameriprise and its former employee, Darrell Smith, in Massachusetts federal court last week, and claimed Ameriprise used "unfair methods of competition and committed unfair acts" when allegedly using Citizens' trade secrets. According to the complaint, Citizens hired Smith in 2008 as an advisor, working in several Massachusetts bank branches. In the suit, Citizens alleged that most of its advisors were based in bank branches and worked with referred clients (and thus weren't expected to build their own books of business). Citizens also alleged that as part of his employment, Smith agreed not to disclose what he learned about clients after leaving the firm, and that he wouldn't be allowed to solicit Citizens clients for one year after leaving. At the time he left, Citizens estimated he managed about $194 million in client assets. According to court documents, Smith resigned from Citizens on Sept. 25 and immediately joined Ameriprise (where he'd worked between 2003 and 2007, according to SEC records). Citizens claims that in the days after quitting, Smith reached out to his former clients, asking them to move their accounts to Ameriprise; the firm said Smith started with the largest accounts he managed. According to Citizens, Smith "pressed" clients to make quick decisions and even visited them at their homes. "Upon information and belief, Mr. Smith called one client and the client's family 12 times after he resigned," the complaint read. "He told clients that Ameriprise had brought in a team to help him move his clients, that the team would leave at the end of the week of October 5, 2026, and that they had to decide by then." According to Citizens, Smith didn't need to copy information to solicit clients, but "knew from his work at Citizens which clients he served and how to reach them." Citizens said that by Oct. 14, about $37 million in assets had left Citizens, and the firm suspects they moved to Ameriprise. Citizens purports that Ameriprise assembled personnel to help Smith move his clients to Ameriprise, and that they planned the transfers before Smith resigned. Additionally, Citizens noted that the firm already took Ameriprise to court this year regarding Scott Coppock, another advisor who moved firms. According to Citizens, Coppock testified that "Ameriprise knew he was leaving Citizens and helped him move clients' assets after he resigned," and that a Massachusetts court ordered Coppock not to contact former Citizens clients that hadn't already moved. Citizens claims Ameriprise was aware of this injunction before Smith moved. Representatives from Citizens declined to comment. Officials from Ameriprise did not respond to a request for comment prior to publication. In the complaint, Citizens is seeking a restraining order and an injunction prohibiting Smith from contacting Citizens' clients and from using Citizens' client records "whether taken from Citizens' records or reproduced from memory," among other demands. Senior Reporter, Wealth Management Patrick Donachie is a senior reporter for Wealth Management, covering federal and state regulation, litigation and M&A deals in financial services. Patrick was born in Staten Island, and now lives in Brooklyn, N.Y.

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