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DF Capital

Inventory-finance specialist and retail deposits

Financial Crime Oversight Manager

Financial Crime & AMLConfirmed live in the last 24 hours
Full-timeManchester, UKIn-person

About the Job

Requirements

  • Strong ethics and standards, with comfort communicating openly and directly across various levels of seniority.
  • Experience as a financial crime professional and ability to demonstrate successful, outcomes-focused advice.
  • Strong working knowledge of the Money Laundering Regulations 2017, the Joint Money Laundering Steering Group Guidance, and the FCA Financial Crime Guide.
  • Experience working in firms with diverse financial services products, customers, channels, transactions, and jurisdictions, and ability to make informed risk assessments of those differences.
  • Ability to analyse information and make informed judgments.
  • Ability to work in a fast-paced environment and adapt to change.

Responsibilities

  • Own the design and testing of financial crime controls, provide feedback directly to operational teams, devise and track appropriate action plans, and escalate issues where required.
  • Support the MLRO in maintaining the financial crime framework and advise on updates to policies and procedures in line with regulatory updates and business changes.
  • Lead reviews and updates to the business-wide risk assessment, customer risk assessments, documentation, and system-based logic and rules.
  • Conduct regulatory horizon scanning of financial crime developments, assess publications and papers from the FCA and relevant industry bodies, conduct gap analysis, and brief stakeholders up to Executive and Board level.
  • Lead investigations of potential fraudulent, terrorist, or suspicious activity; implement Anti-Bribery and Corruption and sanctions policies; present findings; and support external reporting.
  • Own and monitor financial crime and fraud risk indicators and provide deep-dive analysis of potential issues and trends.
  • Review and escalate emerging financial crime and fraud risks.
  • Provide independent advice and oversight on financial crime systems and control design, and design and deliver risk training to the business where required.
  • Coach colleagues who need to deepen or maintain their understanding of financial crime mitigation and compliance.

Desired Qualifications

  • Knowledge of other financial crime legislation, including sanctions, bribery and corruption, and tax evasion.

About the Company

DF Capital

Inventory-finance specialist and retail deposits

DF Capital is a UK-based specialist bank that provides working capital to businesses through commercial lending and personal savings for retail investors. Its core product is inventory (floorplan) finance, funding dealers’ stock so cash is released from order to sale, managed via the DF Connect online portal with DF Choice allowing asset-by-asset repayment. The bank funds itself by attracting retail deposits and has expanded into Structured Finance and, after FCA authorization, consumer hire purchase through its dealer network, backed by a digital platform and AI-assisted audits (DF Check). Its goal is to support UK SMEs by delivering reliable working capital, growth financing, and diversified funding, while expanding its dealer and manufacturer network and product set.

Company size
51-200
Company stage
N/A
Total funding
$26.4M
Headquarters
London, United Kingdom
Founded
2016

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