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Cetera Financial Group

Platform and services for independent advisors

Director – Data Trust

Data ManagementConfirmed live in the last 24 hours
Full-time$194k - $244kIn-person

About the Job

Requirements

  • A bachelor's degree in Information Systems, Computer Science, Business, Cybersecurity, or a related discipline is required; a master's degree is preferred.
  • At least 10 years of progressive leadership experience in enterprise data management, governance, security, privacy, risk management, or related disciplines, including leadership within a regulated financial services environment.
  • Demonstrated expertise in enterprise data governance, metadata management, stewardship, data quality, master data management, data classification, information lifecycle management, and modern cloud-based data platforms.
  • Proven ability to lead enterprise transformation initiatives, establish operating models, influence executive stakeholders, and build collaborative partnerships across business and technology organizations.
  • Experience establishing or operating data stewardship models, including Business Data Owner and Business Data Steward roles, responsibilities, forums, decision rights, and accountability practices.
  • Experience governing data quality and master data management practices, including business rules, data quality expectations, authoritative sources, issue remediation, and cross-domain ownership decisions.
  • Experience leading governance change management, stakeholder engagement, communications, training, and adoption activities that improve participation and build a data-driven culture.
  • Demonstrated ability to align governance practices with business objectives, strategic initiatives, enterprise priorities, and measurable business value.
  • Experience assessing and improving enterprise data management capabilities using recognized industry frameworks such as DCAM (Data Management Capability Assessment Model) and/or DAMA DMBOK.
  • Strong understanding of financial services regulations and industry frameworks, including FINRA, SEC, GLBA, SOX, applicable privacy regulations, and NIST frameworks.

Responsibilities

  • Establish and lead the enterprise Data Trust capability, including governance, metadata management, business glossary, data lineage, stewardship, and policy management to improve confidence in enterprise data.
  • Develop and mature enterprise data governance frameworks, policies, standards, decision rights, and stewardship practices defining roles and responsibilities across Data Architecture, Data Quality, Master Data Management, Analytics, and business organizations.
  • Define the governance structure, including the Data Governance Council/Office, domain governance, data owners, data stewards, and working groups; establish RACIs, escalation paths, approval authorities, issue-resolution processes, and governance forums.
  • Identify and onboard business data owners and stewards; define their responsibilities; establish stewardship processes; and provide training and templates.
  • Lead development and adoption of enterprise data policies and standards.
  • Establish the governance side of data quality, including who defines and approves business data-quality expectations, how critical data is prioritized, how issues are escalated, how remediation accountability works, and how data-quality performance is reported.
  • Establish the decision process through which business owners approve terms, definitions, policies, and standards.
  • Define how governance issues are raised, classified, assigned, escalated, resolved, and tracked.
  • Establish key performance indicators to measure the success of data governance programs.
  • Establish governance practices for Business Data Owners and Data Stewards; facilitate stewardship forums to prioritize requirements and resolve cross-domain ownership and accountability issues; and ensure governance, data quality, and master data management practices align with enterprise priorities, strategic initiatives, and business value.
  • Partner with Information Security, Privacy, Risk, Legal, and Compliance to operationalize data protection, privacy, and regulatory requirements throughout the data lifecycle while enabling responsible access to and use of enterprise data.
  • Partner with business leaders, Data Owners, and Data Stewards to drive adoption of Data Trust practices, strengthen accountability for enterprise data assets, and embed data governance into business operations.
  • Lead stakeholder engagement, communications, training, and change management activities that improve stewardship adoption, foster a data-driven culture, and align governance efforts with business objectives and enterprise priorities.
  • Support regulatory compliance and enterprise risk management by implementing governance controls, data classification standards, records management practices, and audit-ready processes aligned with financial services requirements.
  • Lead implementation and adoption of an enterprise data governance platform to improve discoverability, lineage, classification, and understanding of enterprise data assets for business operations, analytics, AI, and regulatory reporting.
  • Build and lead a high-performing team of analysts and data governance professionals while fostering collaboration across Data Architecture, Data Quality, Master Data Management, BI and Analytics, Technology, Risk, Security, Compliance, and business organizations to advance the enterprise data strategy.
  • Drive business adoption of trusted enterprise data, increase transparency into data ownership, lineage, and sensitive data, and embed trust, security, and privacy practices into delivery processes.
  • Reduce recurring data issues through proactive governance, support positive audit and regulatory outcomes, and strengthen collaboration across architecture, engineering, analytics, risk, security, and business teams.

Desired Qualifications

  • Financial services or other highly regulated industry experience.
  • Familiarity with regulations such as GLBA, SEC, FINRA, SOX, GDPR, and CCPA.
  • Experience supporting AI governance and responsible AI initiatives.
  • Experience with the NIST Cybersecurity Framework and NIST Privacy Framework.

About the Company

Cetera Financial Group

Platform and services for independent advisors

Cetera Financial Group runs a network of independent retail financial advisory firms and supports them with technology, marketing, compliance, and access to a wide range of investment products. Advisors use Cetera’s tools to manage client relationships, execute trades, and stay compliant, while Cetera earns fees and commissions from the products and services sold through the network. The platform differentiates itself by focusing on independent advisors and financial institutions, offering a broad, flexible set of resources and strategic partnerships that extend beyond captive channels. Its goal is to help independent advisors grow their practices and deliver strong outcomes for clients within a trusted partner network.

Company size
1,001-5,000
Company stage
Not listed
Total funding
Not listed
Headquarters
San Diego, CA
Founded
1981

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