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moomoo

Global investing platform offering data tools

Compliance Intern

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
InternshipSingaporeNo salary listedIn-person

About the Job

Requirements

  • Strong analytical and problem-solving skills.
  • Fluency in spoken English.
  • Ability to work under pressure within tight deadlines without losing accuracy.
  • Ability to handle repetitive work.

Responsibilities

  • Assist with reviewing and investigating client complaints, including gathering relevant information, preparing case summaries and timelines, maintaining complaint records, and supporting responses and regulatory reporting where required.
  • Support the Compliance team in reviewing marketing materials, campaigns, social media content, and other client-facing communications for compliance with applicable regulatory requirements and internal policies.
  • Conduct periodic reviews of service providers to assess their ongoing compliance with applicable regulatory requirements and internal policies.
  • Participate in assigned ad hoc projects and duties and effectively discharge assigned tasks.

Desired Qualifications

  • Fluency in Mandarin.
  • Ability to work independently as well as collaboratively as a team member.
  • Proactive and reliable approach.

About the Company

moomoo

Global investing platform offering data tools

Moomoo is a global investing platform that provides stocks, ETFs, options, and crypto with real-time market data and a set of trading tools. It helps users make informed decisions by offering features like real-time quotes, technical analysis tools, and in-depth order book data all in one place. Its products are designed to be easy for beginners while powerful enough for experienced traders, combining accessible data with advanced analytics to support a wide range of investment strategies. Compared to other platforms, moomoo stands out by offering a broad mix of assets across markets and a comprehensive toolkit in one place, focusing on both user-friendliness and depth of analysis. The company’s goal is to help global investors grow their financial potential over time, empowering people at all levels of experience to pursue their investment journey.

Company size
51-200
Company stage
Not listed
Total funding
Not listed
Headquarters
Palo Alto, CA
Founded
2018

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