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Ameriprise Financial

Financial planning advice and financial advisors

Legal Counsel

Legal Counsel & Legal SupportConfirmed live in the last 24 hours
Full-timeLondon, UKNo salary listed

About the Job

Requirements

  • Qualified solicitor in England & Wales (or equivalent) with 3-6 years of relevant post-qualification experience
  • Proven experience drafting, reviewing and negotiating Investment Management Agreements and related amendments
  • Experience advising asset management or investment businesses gained through working in an in-house legal team within asset management or financial services, or at a reputable law firm
  • An understanding of the UK and wider EU regulatory environment
  • Exposure to and an understanding of a broad range of investment fund structures and strategies
  • Ability to manage multiple tasks independently in a fast-paced environment often to very tight deadlines, whilst knowing when to escalate any issues and risks to the Senior Institutional Business Lawyer
  • Ability to draft contracts with minimal supervision, particularly Investment Management Agreements
  • Attention to detail, critical thinking and an appreciation of investment concepts
  • Ability to balance business risk with business opportunity
  • Ability to provide practical and commercial advice
  • Ability to develop and maintain good working relationships with the business and global teams and within the General Counsel’s Organization

Responsibilities

  • Draft, review, amend, negotiate and advise on Investment Management Agreements and other legal and commercial agreements in respect of new and existing clients - both for standard segregated mandates and mandates geared towards the provision of Liability Driven Investment (‘LDI’).
  • Provide legal support for Columbia Threadneedle Investments' institutional distribution activities across EMEA.
  • Draft, review, amend and advise on intra-group agreements, working with key stakeholders including but not limited to internal Tax and Finance teams.
  • Co-ordinate external legal advice and manage external lawyers where required.
  • Assist with addressing general and ad-hoc queries from the respective business areas.
  • Research and advise on developments in the law, regulation and practices relating to the institutional fund industry.
  • From time to time advise the Institutional business in relation to both its UK and offshore institutional pooled product ranges including: the Luxembourg domiciled LDI Fund, the UK Investment Trusts and the unit-linked pooled product range (drafting insurance policies, reinsurance polices and endorsements)

About the Company

Ameriprise Financial

Financial planning advice and financial advisors

Ameriprise Financial provides financial planning and advisory services through its network of financial advisors. Its offerings include retirement planning, investment advice, and strategies to manage risk and cash flow, with emphasis on helping clients improve retirement readiness and make informed financial decisions. The company combines financial planning concepts with investment advisory services through Ameriprise Financial Services, Inc., and leverages a nationwide advisor network, independent planning insights, and FINRA/SIPC-registered compliance. Differences from competitors come from a personalized, advice-driven approach tied to retirement goals and a broad suite of planning resources, not just product sales, supported by educational content and planning tools. The goal is to help clients plan for their dreams today and tomorrow by delivering tailored guidance, planning strategies, and ongoing financial support through trusted financial advisors.

Company size
10,001+
Company stage
IPO
Headquarters
Minneapolis, MN
Founded
1894

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