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Broadridge

Fintech infrastructure for investor communications

Director – Government & Regulatory Affairs

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeWashington, DC, USA

About the Job

Requirements

  • A bachelor's degree is required.
  • At least 5 years of experience in government relations, federal affairs, legislative affairs, or a related field is required.
  • Demonstrated ability to build and sustain relationships with senior government officials, congressional staff, and high-level private-sector representatives.
  • Working knowledge of the financial services industry, securities regulation, and federal legislative and rulemaking processes.
  • Ability to distill complex regulatory and policy issues for diverse audiences in written and verbal communications.
  • Ability to anticipate policy developments and recommend proactive responses.
  • Ability to manage multiple priorities in a fast-paced environment.
  • Strong interpersonal skills and sound professional judgment.

Responsibilities

  • Develop, manage, and deepen relationships with Members of Congress, congressional staff, federal agency officials, and other external stakeholders relevant to the business and policy interests.
  • Represent the company in legislative and regulatory arenas, communicating its mission, capabilities, and policy perspectives.
  • Represent the company at congressional hearings, regulatory forums, industry coalitions, and policy events.
  • Monitor federal legislative and regulatory activity, including actions by the SEC, FINRA, CFTC, Treasury, and Congress, for potential impact on the company and its clients.
  • Analyze proposed rules, legislation, and policy initiatives and provide timely, actionable intelligence to senior leadership and internal stakeholders.
  • Identify emerging policy trends and assess implications for business strategy and regulatory obligations.
  • Assist in developing and executing government affairs strategies to advance policy objectives on legislative and regulatory matters.
  • Draft and review comment letters, white papers, testimony, briefing materials, external regulatory updates, and other policy communications.
  • Manage and coordinate with outside consultants and lobbying firms to support government affairs initiatives.
  • Collaborate across business units and legal, compliance, and communications teams to align policy positions and messaging.
  • Keep senior leadership and internal teams informed about pertinent governmental activity and its potential business impact.
  • Contribute to developing a cohesive, proactive government affairs function within the Regulatory Affairs team.

Desired Qualifications

  • An advanced degree or Juris Doctor is strongly preferred.
  • Prior experience working in or with Congress, a federal regulatory agency such as the SEC, CFTC, FINRA, or Treasury, or a financial services firm's government affairs function is strongly preferred.

About the Company

Broadridge

Fintech infrastructure for investor communications

Broadridge provides critical financial services infrastructure that powers investor communications, proxy voting, and trading operations for public companies, brokers, and asset managers. It runs platforms that process trillions of dollars in trades and millions of communications daily, delivering regulated software and services for governance, trading, and asset management. What sets it apart is its history as an ADP division that became a standalone public company, plus a broad, end-to-end suite built through acquisitions across proxy voting, fund data, trading, and wealth-management technology. Its goal is to be the essential, scaleable backbone for financial markets, expanding with data, digital assets, and AI-driven solutions.

Company size
10,001+
Company stage
IPO
Headquarters
Town of North Hempstead, New York
Founded
1962

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