Rabobank

Cooperative bank offering retail, wholesale services

Mid-Level Compliance Analyst

Regulatory Compliance & EthicsConfirmed live in the last 24 hours

Full-timeSão Paulo, State of São Paulo, BrazilNo salary listedHybrid

About the Job

Requirements

Completed higher-education degree.
Advanced English is mandatory.
Advanced Excel skills and proficiency with data intelligence tools.
Knowledge of the functioning of Brazil's National Financial System, financial instruments, and investment products.
Experience or knowledge in Compliance topics.
Ability to analyze information.
Ability to organize work and manage multiple tasks.
Strong written and verbal communication skills.
Ability to work efficiently while maintaining quality.
Risk-awareness and sound risk perspective.

Responsibilities

Monitor regulatory developments.
Maintain relationships with regulators and auditors.
Prepare materials for internal and external committees and forums.
Develop metrics and indicators.
Prepare presentations.
Implement Compliance policies and procedures.
Conduct Compliance training and awareness activities.
Provide support and advice to business and support areas on Compliance products and advice.
Address regulatory adherence, conflicts of interest, including Control Room and Personal Investment Policy matters, prevention of market abuse and manipulation including insider trading and information barriers, data privacy, and fair treatment of clients.
Support the preparation of Compliance reports and opinions and the governance of policies and training, applying integrated risk management principles.

Desired Qualifications

A degree in Administration, Law, or Economics is preferred.

Job Title

Analista de Compliance Pleno

Job Description

Descrição Sumária:

Atuar, no modelo híbrido (presencial e Home Office), como Analista Pleno de Compliance do Rabobank Brasil, tratando de temas relacionados à Aderência Regulatória, Gestão de Conflitos de Interesses (incluindo Control Room e Política de Investimentos Pessoais), Prevenção ao Abuso e à Manipulação de Mercado (Insider Trading e Information Barriers), Privacidade de Dados, e Tratamento Justo de Clientes, além de suportar na elaboração de relatórios e pareceres de Compliance e na governança de normativos e treinamentos, assegurando de forma proativa e colaborativa sob a ótica de gestão integrada de riscos do Grupo Rabobank.

Principais Atividades:

Monitoramento Regulatório;

Relacionamento com Reguladores e Auditorias;

Governança de Compliance: preparar material para comitês e fóruns internos e externos, desenvolver métricas e indicadores, elaborar apresentações e implementar políticas e procedimentos de Compliance, além de atuar em Treinamentos e Conscientização;

Produtos e Advice de Compliance: Realizar atividades de suporte e aconselhamento às áreas de negócios e de suporte.

Principais Requisitos:

Formação superior completa (preferencialmente em Administração, Direito, ou Economia)

Inglês Avançado (mandatório);

Excel avançado e ferramentas de inteligência de dados;

Conhecimento sobre o funcionamento do Sistema Financeiro Nacional ("SFN"), de instrumentos financeiros e de produtos de investimento;

Experiência/Conhecimento sobre temas de Compliance;

Habilidades: (a) Capacidade analítica; (b) Trabalho em equipe; (c) Organização e Multitask; (d) Boa comunicação escrita e verbal; (e) Agilidade e dinamismo; (f) Resiliência e atitude positiva diante de desafios e ambiguidades; (g) Equilíbrio entre qualidade e eficiência; (h) Visão de risco.

Acreditamos que diversidade e diferentes perspectivas enriquecem o nosso mundo e os nossos esforços em construir um mundo melhor. Todos são bem-vindos a aplicarem nas vagas do Rabobank Brasil.

About the Company

Rabobank

Cooperative bank offering retail, wholesale services

Rabobank is a Dutch cooperative bank owned by its members, serving individuals and businesses through local branches and digital channels. It provides payment accounts, savings, mortgages, business lending, insurance, and wealth management domestically via its app, website, and branches. Internationally, its Wholesale & Rural division finances the food and agriculture value chain with lending, trade and commodity finance, markets services, and sector analysis, while DLL offers vendor finance and leasing to equipment makers and their dealers. It earns mostly from interest on loans and mortgages plus fees, and aims to support people, businesses, and communities—especially in farming and food sectors—through tailored financial services under member governance.

Company size: 10,001+
Company stage: Debt Financing
Total funding: $275M
Headquarters: Utrecht, Netherlands
Founded: 1898

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