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Mizuho Securities USA

Global banking, equities, and fixed-income platform

AI Risk & Governance Lead

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeNew York, NY, USA

About the Job

Requirements

  • Deep understanding of the EU AI Act, including the provider and deployer boundary, classification methodology, and deployer obligations.
  • Deep understanding of GDPR and DORA, including cross-border transfer, data residency, and ICT resilience requirements for AI.
  • Working knowledge of AI, data protection, outsourcing, and technology risk requirements across the United States, United Kingdom, Canada, and Asia-Pacific, including Japanese FSA expectations applying to the group as home-country supervisor.
  • Ability to build defensible regulatory determinations in-house, with enough fluency in generative and agentic AI to challenge a risk assessment credibly.
  • Experience leading AI, technology, or model governance transformation at enterprise scale, including operating model design and organizational build.
  • Experience in a foreign-headquartered or dual-supervisory institution, working across home-country and host-country reporting lines.
  • Strong ability to influence senior stakeholders across Legal, Compliance, and Risk without formal authority over those functions.
  • Working fluency in AI governance frameworks and standards such as NIST AI RMF and ISO/IEC 42001.
  • 15+ years of experience in regulatory, legal, compliance, risk, or technology risk roles within global financial services, including 8+ years in a management role (Director/Executive Director).
  • Substantial experience with AI, model, or technology governance, including accountability for a framework.
  • Experience establishing or leading a governance function across multiple international jurisdictions, including supervisory examination or entity board engagement.

Responsibilities

  • Own the design and build of the global AI governance operating model, Policy, Standard, and Procedure, as one enterprise standard, including in the U.S.
  • Build regulatory applicability and classification analysis across jurisdictions, including EU AI Act provider/deployer determination, for Legal and Compliance sign-off.
  • Maintain a documented applicability position per jurisdiction across AI legislation, data protection, resilience, and outsourcing.
  • Reconcile conflicting requirements across entities and jurisdictions, and set standing positions so routine calls are made in-house, not routed to outside counsel.
  • Define and execute the multi-year roadmap so governance scales with the pace of AI adoption.
  • Translate the framework into a regional operating model: role charters, decision rights, escalation triggers, and intake so use cases enter correctly classified.
  • Act as change agent across the international footprint, driving consistent AI governance practice.
  • Define AI-specific requirements for cross-border transfer, data residency, and model hosting, partnering with Data Privacy and Information Security on implementation.
  • Work closely with the Data Management Office to align AI governance with enterprise data standards, data ownership, quality, lineage, and approved data usage requirements.
  • Define jurisdictional AI vendor governance requirements, contract protections, notice of material capability change, and end-user terms for Legal and Procurement to execute.
  • Serve as the global AI governance authority to the firm's senior leadership and regional governance committees, holding a standing seat at the forums where AI use cases are approved, escalated, or stopped.
  • Deliver consolidated global AI governance reporting on control status and key risk indicators to management and entity boards.
  • Act as principal AI governance subject matter expert for supervisory examinations and audit.
  • Lead the Regional AI Governance Liaisons and the regional Legal, Risk & Compliance subject matter expert network, ensuring jurisdictional coverage and clear accountability.
  • Partner with Legal, Compliance, Risk, and regional business leadership to secure staffing and local ownership for the model.
  • Build and develop a team of AI governance professionals supporting the international regions.

Desired Qualifications

  • Being a qualified lawyer or former regulator.
  • Holding a recognized AI governance or privacy credential, such as IAPP AIGP or CIPP/E.

About the Company

Mizuho Securities USA

Global banking, equities, and fixed-income platform

Mizuho Securities USA is part of Mizuho Financial Group, a global financial services firm that blends Eastern and Western banking and market practices to serve corporations, private equity firms, and institutional investors. It operates a full-service platform spanning banking, equities, and fixed income, offering strategic and financing solutions along with risk management. The company earns revenue from interest on loans, advisory and financing fees, and trading income across its global equities and fixed income desks. Its approach combines cross-border know-how with local market expertise to tailor solutions for clients. Unlike peers, it emphasizes a long-standing CSR and diversity program, integrating ethical practices and social initiatives into its operations. The goal is to help clients shape their futures and reach their long-term objectives by providing comprehensive financial services and responsible leadership across global markets.

Company size
10,001+
Company stage
IPO
Headquarters
Tokyo, Japan
Founded
2000

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