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Mizuho Securities USA

Global banking, equities, and fixed-income platform

Director – Non-Financial Risk - FO Coverage

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeNew York, NY, USA

About the Job

Requirements

  • A bachelor's or master's degree is required.
  • At least 10 years of risk management, compliance, audit, or relevant Banking control function experience within the financial industry is required.
  • Strong understanding of Banking businesses, including Corporate Banking, Commercial Banking, Treasury, Lending, Deposits, Cash Management, and related operating models.
  • Experience supporting or overseeing Banking activities within a commercial bank, corporate bank, treasury organization, business risk and control function, compliance function, internal audit function, or risk management organization.
  • Understanding of key non-financial risks within Banking businesses, including operational risk, technology risk, data risk, third-party risk, legal risk, fraud risk, conduct risk, and regulatory compliance risk.
  • Knowledge of end-to-end Banking processes, including client onboarding, lending lifecycle activities, treasury operations, transaction processing, servicing, and supporting operational infrastructure.
  • Strong understanding of non-financial risk framework elements, including RCSA, risk events, issues, and KRIs.
  • Knowledge of regulatory requirements applicable to Banking organizations.
  • Strong analytical, problem-solving, and decision-making skills.
  • Excellent Microsoft Office skills, especially Excel.

Responsibilities

  • Serve as the primary second-line-of-defense Non-Financial Risk coverage lead for the Banking businesses, providing independent oversight, effective challenge, and strategic advisory support to senior business leaders, Business COOs, and control functions.
  • Promote a strong risk culture across Banking activities by ensuring non-financial risks are identified, assessed, managed, monitored, and reported in alignment with the firm's risk appetite, regulatory expectations, and risk management objectives.
  • Partner with business management and control functions to assess the risk implications of business growth, new products, strategic initiatives, organizational changes, and business change initiatives.
  • Provide effective challenge over non-financial risks arising from Banking activities, including client onboarding, lending and credit administration processes, treasury activities, transaction processing, operational resiliency, technology dependencies, data quality, third-party relationships, and related control environments.
  • Evaluate the effectiveness of risk management practices, controls, issue remediation, and risk event responses, ensuring material control gaps are identified, escalated, and remediated in a timely manner.
  • Prepare and present risk assessments, emerging risk insights, trends, and governance materials for senior management committees, risk forums, and other relevant stakeholders.
  • Collaborate with Non-Financial Risk team members to enhance KRIs, KPIs, analytics, risk management practices, and new risk initiatives that support the evolving regulatory environment and strengthen the overall non-financial risk framework.

Desired Qualifications

  • Commercial experience in relationship management or portfolio banking, capital markets trading, trade support, or middle-office transformation.

About the Company

Mizuho Securities USA

Global banking, equities, and fixed-income platform

Mizuho Securities USA is part of Mizuho Financial Group, a global financial services firm that blends Eastern and Western banking and market practices to serve corporations, private equity firms, and institutional investors. It operates a full-service platform spanning banking, equities, and fixed income, offering strategic and financing solutions along with risk management. The company earns revenue from interest on loans, advisory and financing fees, and trading income across its global equities and fixed income desks. Its approach combines cross-border know-how with local market expertise to tailor solutions for clients. Unlike peers, it emphasizes a long-standing CSR and diversity program, integrating ethical practices and social initiatives into its operations. The goal is to help clients shape their futures and reach their long-term objectives by providing comprehensive financial services and responsible leadership across global markets.

Company size
10,001+
Company stage
IPO
Headquarters
Tokyo, Japan
Founded
2000

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